ISO 37301 Lead Auditor — Compliance Management Systems

During this comprehensive ISO 37301 Lead Auditor training course, you’ll develop the advanced skills and knowledge required to audit Compliance Management Systems (CMS) in accordance with the ISO 37301:2021 standard.

Led by expert PECB-accredited instructors, this course provides a structured and practical approach to compliance auditing. You’ll explore key ISO 37301 concepts such as compliance obligations, organisational context, leadership and governance, risk-based thinking, audit planning and execution, performance evaluation, and continual improvement. The training also integrates the auditing guidelines of ISO 19011 and the certification requirements of ISO/IEC 17021-1.

Through interactive sessions, real-world case studies, and hands-on exercises, you’ll gain the competence to lead internal and external audits, assess the effectiveness of CMS frameworks, and contribute to ethical and legally compliant business practices.

Earning the PECB ISO 37301 Lead Auditor certification validates your ability to conduct professional compliance audits and support organisations in strengthening governance, integrity, and regulatory alignment.

Throughout this course, you'll learn to:

• Understand the main concepts of a compliance management system (CMS) and its processes based on ISO 37301
• Acknowledge the relationship between ISO 37301 and other standards and regulatory frameworks
• Understand the auditor’s role in planning, leading, and following up on a CMS audit in accordance with ISO 19011
• Interpret the requirements of ISO 37301 in the context of a CMS audit
• Plan an audit, lead a team of auditors, draft nonconformity reports, and follow up on an audit
• Act with due professional care during an audit

With Firebrand’s Lecture | Lab | Review methodology, you’ll certify while gaining access to official courseware, expert instruction, and an immersive, distraction-free learning environment.

As part of the course, you’ll take the ISO 37301 Lead Auditor exam, backed by our Certification Guarantee for added confidence.

Additionally, upon certification, you’ll earn a digital badge, enhancing your professional credibility in Compliance Management.

Why choose Firebrand?

• Flexible Delivery Options: Choose between classroom-based training or virtual instructor-led sessions, with delivery options to suit your needs and schedule
• Comprehensive Certification Preparation: Covers the PECB exam topics with integrated study materials and practice exercises
• Interactive Learning: Includes workshops, case studies, and group discussions to apply concepts practically
• Experienced Instructors: Led by certified trainers with extensive industry experience

This training course is intended for:

• Auditors seeking to perform and lead CMS audits
• Managers or consultants seeking to master the CMS audit process
• Individuals responsible for maintaining conformity to ISO 37301 requirements in an organization
• Technical experts seeking to prepare for a CMS audit
• Expert advisors and compliance officers

• Course objectives and structure
• Standards and regulatory frameworks
• Certification process
• Introduction to compliance and CMS based on ISO 37301
• An overview of ISO 37301 requirements (clauses 4 to 10)
• Fundamental audit concepts and principles
• The impact of trends and technology in auditing
• Evidence-based auditing
• Risk-based auditing
• Initiation of the audit process
• Stage 1 audit
• Preparing for stage 2 audit
• Stage 2 audit
• Communication during the audit
• Audit procedures
• Creating audit test plans
• Drafting audit findings and nonconformity reports
• Audit documentation and quality review
• Closing the audit
• Evaluation of action plans by the auditor
• Beyond the initial audit
• Managing an internal audit program
• Exam Preparation

At the end of this course, you'll sit the PECB Certified ISO/IEC 37301 Lead Auditor examination, covered by the Firebrand Certification Guarantee:

• Duration: 180 minutes (3 hour)
• Format: Multiple-choice questions, closed book
• Number of Questions: 80
• Pass Score:70%
• CPD points available: 31 CPD points available upon completion
• Digital Badge: PECB have partnered with Credly to offer you the chance of earning a digital badge upon completing your certification.

Competency domains covered during the examination include:

• Domain 1: Fundamental concepts and principles of a compliance management system
• Domain 2: Compliance management system requirements
• Domain 3: Fundamental audit concepts and principles
• Domain 4: Preparing an ISO 37301 audit
• Domain 5: Conducting an ISO 37301 audit
• Domain 6: Closing an ISO 37301 audit
• Domain 7: Managing an ISO 37301 audit program

After successfully completing the exam, you can apply for your credential. You will receive a certificate once you meet the requirements related to the specified credential. 

A fundamental understanding of ISO 37301 requirements (or ISO 19600 guidelines) for a CMS and a comprehensive knowledge of audit principles.

• PECB ISO 37301 Lead Auditor Exam
• Over 500 pages of Official Courseware
• 31 CPD (Continuing Professional Development) credits upon completion of the course
• Free re-sit within 12 months
• PECB have partnered with Credly to offer you the chance of earning a digital badge upon completing your certification

Seven reasons why you should sit your course with Firebrand Training

• Two training options. Choose between residential classroom-based and online courses
• You'll be certified fast. With us, you’ll be trained in record time
• Our course is all-inclusive. A one-off fee covers all course materials, exams**, accommodation* and meals*. No hidden extras.
• Pass the first time or train again for free. This is our guarantee. We’re confident you’ll pass your course the first time. But if not, come back within a year and only pay for accommodation, exams and incidental costs
• You’ll learn more. A day with a traditional training provider generally runs 9am–5pm, with a nice long break for lunch. With Firebrand, you’ll get at least 12 hours/day of quality learning time with your instructor
• You’ll learn faster. Chances are, you’ll have a different learning style to those around you. We combine visual, auditory and tactile styles to deliver the material in a way that ensures you will learn faster and more easily
• You’ll be studying with the best. We’ve been named in the Training Industry’s “Top 20 IT Training Companies of the Year” every year since 2010. As well as winning many more awards, we’ve trained and certified over 135,000 professionals

*For residential training only. Doesn't apply to online courses
**Some exceptions apply. Please refer to the Exam Track or speak with our experts